Asset-Level Eligibility Series: Delivery of Promissory Notes
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Legal Update Archive
LEGAL UPDATES
Asset-Level Eligibility Series: “Eligible to be Sold” & Transferability Restrictions
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Asset-Level Eligibility Series: Governmental Authorities
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Asset-Level Eligibility Series: Fully Funded Loans
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Asset-Level Eligibility Series: Confidentiality Restrictions
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Asset-Level Eligibility Series: Loans Used for “Personal, Family or Household Purposes”
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Ongoing Developments Related to FinCEN’s CIBanco Order
On June 25, 2025, the US Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued its first...
CRD VI: Updated Implications for US Fund Finance Lenders
The European Banking Authority (“EBA”), in consultation with the European Securities and Markets Authority and the European Insurance...
Asset-Level Eligibility Series: Margin Stock
This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility’s...
Sovereign Immunity in Subscription Credit Facilities: UK
Government pension plans, state endowment funds, sovereign wealth funds and other arms of sovereign states are often investors in funds which borrow under subscription credit facilities.